M3 — Confirm

Controls, evidence, independence — regulator-defensible by default.

Every control has a named owner, an independent reviewer and an approver. Same-team overlaps are flagged automatically; blocking conflicts stop sign-off.

Controls in flight

Ready for evidence

Evidenced

Independence issues

JurisdictionAll UK EU US CA SG HK AU UAE GLOBAL

StatusAll Proposed In design In test Ready Evidenced Approved

Independence issues only

RAG	Control	Owner · Reviewer · Approver	Status	Evidence	Due
At risk	US-CFPB-1071-2026-C-011 Small Business Data Collection — control 11 USSmall Business Data Collection — Section 1071	OwnerAmelia Hart· Retail Banking ReviewerTom Whitfield· Internal Audit ApproverBen Carter· Regulatory Change	Ready	3	6 Jul 26
On track	US-OCC-3P-RISK-2026-C-004 OCC Third-Party Risk Management Guidance — control 4 USOCC Third-Party Risk Management Guidance	OwnerDavid Okafor· Payments ReviewerNina Bergqvist· Retail Banking ApproverRohan Patel· Change	Ready	1	19 Jul 26
At risk	US-CFPB-1071-2026-C-006 Small Business Data Collection — control 6 USSmall Business Data Collection — Section 1071	OwnerPriya Desai· Global Markets ReviewerMarcus Lin· Risk ApproverAlex Novak· Retail Banking	Ready	3	29 Jul 26
On track	US-OCC-3P-RISK-2026-C-001Check OCC Third-Party Risk Management Guidance — control 1 USOCC Third-Party Risk Management Guidance	OwnerAmelia Hart· Retail Banking ReviewerNina Bergqvist· Retail Banking ApproverRohan Patel· Change	Ready	2	10 Sep 26
On track	US-CFPB-1071-2026-C-001 Small Business Data Collection — control 1 USSmall Business Data Collection — Section 1071	OwnerLena Kowalski· Wealth ReviewerInes Silva· Legal ApproverRohan Patel· Change	Ready	3	15 Sep 26
At risk	US-OCC-3P-RISK-2026-C-006 OCC Third-Party Risk Management Guidance — control 6 USOCC Third-Party Risk Management Guidance	OwnerLena Kowalski· Wealth ReviewerTom Whitfield· Internal Audit ApproverRohan Patel· Change	Ready	1	30 Sep 26

Showing up to 80 controls. Filter by jurisdiction, status or independence to narrow.