Capgemini Invent
M3 — Confirm · US-CFPB-1071-2026-C-001

Small Business Data Collection — control 1

Control derived from US-CFPB-1071-2026-REQ-01.

All controls
On track
USCFPB·US-CFPB-1071-2026·Due 15 Sep 2026
Regulation
Small Business Data Collection — Section 1071
Derived from requirement
US-CFPB-1071-2026-REQ-01Small Business Data Collection — Section 1071 — requirement 1
Status
Ready
Last activity: 4 Jul 2026
Independence
Independence intact.
Owner
Lena Kowalski
Wealth
Reviewer
Ines Silva
Legal
Approver
Rohan Patel
Change
Evidence

3 attachments

  • Regulator response letter
    Response letter to the regulator confirming compliance approach.
    blob://evidence/US-CFPB-1071-2026-C-001/regulator-response-letter.pdf
    30 Jun 2026
    by Ines Silva
  • Independence sign-off memo
    Reviewer independence confirmed by Group Compliance.
    blob://evidence/US-CFPB-1071-2026-C-001/independence-sign-off-memo.pdf
    19 Jun 2026
    by Lena Kowalski
  • Testing evidence pack
    Test cases and results for control effectiveness.
    blob://evidence/US-CFPB-1071-2026-C-001/testing-evidence-pack.pdf
    16 Jun 2026
    by Arjun Menon
Audit trail

The regulator-defensible record for this control.

Full log
  1. reviewed · Control
    Extraction reviewed and cleared by Legal. · US-CFPB-1071-2026
    9 Jul 2026 · 16:46
    by Ines Silva
  2. approved · Control
    Control approved by Head of Compliance. · US-CFPB-1071-2026
    15 Jun 2026 · 16:46
    by Sarah Reynolds
  3. created · Control
    Regulation acknowledged by programme. · US-CFPB-1071-2026
    7 Jun 2026 · 16:46
    by Sarah Reynolds
  4. reassigned · Control
    Reviewer reassigned to preserve independence. · US-CFPB-1071-2026
    1 Jun 2026 · 16:46
    by Sarah Reynolds