Capgemini Invent
M3 — Confirm · US-CFPB-1071-2026-C-011

Small Business Data Collection — control 11

Control derived from US-CFPB-1071-2026-REQ-02.

All controls
At risk
USCFPB·US-CFPB-1071-2026·Due 6 Jul 2026
Regulation
Small Business Data Collection — Section 1071
Derived from requirement
US-CFPB-1071-2026-REQ-02Small Business Data Collection — Section 1071 — requirement 2
Status
Ready
Last activity: 6 Jul 2026
Independence
Independence intact.
Owner
Amelia Hart
Retail Banking
Reviewer
Tom Whitfield
Internal Audit
Approver
Ben Carter
Regulatory Change
Evidence

3 attachments

  • Independence sign-off memo
    Reviewer independence confirmed by Group Compliance.
    blob://evidence/US-CFPB-1071-2026-C-011/independence-sign-off-memo.pdf
    20 Jun 2026
    by Sarah Reynolds
  • Independence sign-off memo
    Reviewer independence confirmed by Group Compliance.
    blob://evidence/US-CFPB-1071-2026-C-011/independence-sign-off-memo.pdf
    20 Jun 2026
    by Sarah Reynolds
  • Regulator response letter
    Response letter to the regulator confirming compliance approach.
    blob://evidence/US-CFPB-1071-2026-C-011/regulator-response-letter.pdf
    15 Jun 2026
    by Rohan Patel
Audit trail

The regulator-defensible record for this control.

Full log
  1. No audit events for this control yet.