Capgemini Invent
M3 — Confirm

Controls, evidence, independence — regulator-defensible by default.

Every control has a named owner, an independent reviewer and an approver. Same-team overlaps are flagged automatically; blocking conflicts stop sign-off.

Controls in flight
57
Ready for evidence
0
Evidenced
0
Independence issues
9
JurisdictionAllUKEUUSCASGHKAUUAEGLOBAL
StatusAllProposedIn designIn testReadyEvidencedApproved
Independence issues only
RAGControlOwner · Reviewer · ApproverStatusEvidenceDue
On track
PRA-OP-RES-2026-C-004
Operational Resilience — control 4
UKOperational Resilience — Impact Tolerances Refresh
OwnerAmelia Hart· Retail Banking
ReviewerArjun Menon· Payments
ApproverRohan Patel· Change
In design—6 Jul 26
At risk
EU-DORA-3P-REGISTER-C-019
DORA — control 19
EUDORA — ICT Third-Party Register
OwnerDavid Okafor· Payments
ReviewerMarcus Lin· Risk
ApproverAlex Novak· Retail Banking
In design—7 Jul 26
At risk
CA-OSFI-B10-2026-C-004
OSFI B-10 — control 4
CAOSFI B-10 — Third-Party Arrangements
OwnerYuki Tanaka· Operations
ReviewerTom Whitfield· Internal Audit
ApproverRohan Patel· Change
In design—7 Jul 26
At risk
FCA-CONSUMER-DUTY-2026-C-011
Consumer Duty — control 11
UKConsumer Duty — Annual Board Report
OwnerYuki Tanaka· Operations
ReviewerInes Silva· Legal
ApproverChris Adeyemi· Executive
In design—9 Jul 26
At risk
EU-T1-SETTLE-2027-C-007
T+1 Settlement — control 7
EUT+1 Settlement — Final Rule
OwnerDavid Okafor· Payments
ReviewerTom Whitfield· Internal Audit
ApproverBen Carter· Regulatory Change
In design—12 Jul 26
At risk
MAS-OR-TRM-2026-C-002
MAS Technology Risk Management Guidelines Update — control 2
SGMAS Technology Risk Management Guidelines Update
OwnerPriya Desai· Global Markets
ReviewerTom Whitfield· Internal Audit
ApproverChris Adeyemi· Executive
In design—13 Jul 26
On track
MAS-EDDR-2026-C-004
MAS Enhanced Due Diligence Rules — control 4
SGMAS Enhanced Due Diligence Rules — VA
OwnerPriya Desai· Global Markets
ReviewerTom Whitfield· Internal Audit
ApproverAlex Novak· Retail Banking
In design—14 Jul 26
Off track
US-SEC-CYBER-2026-C-001
SEC Cyber Incident Disclosure Rule — control 1
USSEC Cyber Incident Disclosure Rule
OwnerPriya Desai· Global Markets
ReviewerNina Bergqvist· Retail Banking
ApproverBen Carter· Regulatory Change
In design—21 Jul 26
At risk
EU-DORA-3P-REGISTER-C-006
DORA — control 6
EUDORA — ICT Third-Party Register
OwnerPriya Desai· Global Markets
ReviewerInes Silva· Legal
ApproverBen Carter· Regulatory Change
In design—24 Jul 26
At risk
MAS-OR-TRM-2026-C-004
MAS Technology Risk Management Guidelines Update — control 4
SGMAS Technology Risk Management Guidelines Update
OwnerPriya Desai· Global Markets
ReviewerArjun Menon· Payments
ApproverAlex Novak· Retail Banking
In design—26 Jul 26
At risk
HK-SFC-VA-2026-C-005
SFC Virtual Asset Licensing Regime — control 5
HKSFC Virtual Asset Licensing Regime
OwnerYuki Tanaka· Operations
ReviewerArjun Menon· Payments
ApproverRohan Patel· Change
In design—26 Jul 26
On track
PRA-OP-RES-2026-C-002
Operational Resilience — control 2
UKOperational Resilience — Impact Tolerances Refresh
OwnerPriya Desai· Global Markets
ReviewerInes Silva· Legal
ApproverAlex Novak· Retail Banking
In design—31 Jul 26
On track
MAS-OR-TRM-2026-C-007
MAS Technology Risk Management Guidelines Update — control 7
SGMAS Technology Risk Management Guidelines Update
OwnerYuki Tanaka· Operations
ReviewerInes Silva· Legal
ApproverAlex Novak· Retail Banking
In design—2 Aug 26
Not started
EU-T1-SETTLE-2027-C-008
T+1 Settlement — control 8
EUT+1 Settlement — Final Rule
OwnerLena Kowalski· Wealth
ReviewerMarcus Lin· Risk
ApproverAlex Novak· Retail Banking
In design—4 Aug 26
Off track
EU-MICA-2026-C-002
MiCA — control 2
EUMiCA — Whitepaper Filing Regime
OwnerAmelia Hart· Retail Banking
ReviewerInes Silva· Legal
ApproverBen Carter· Regulatory Change
In design—6 Aug 26
At risk
EU-DORA-3P-REGISTER-C-017
DORA — control 17
EUDORA — ICT Third-Party Register
OwnerYuki Tanaka· Operations
ReviewerNina Bergqvist· Retail Banking
ApproverRohan Patel· Change
In design—7 Aug 26
At risk
US-SEC-CYBER-2026-C-004Check
SEC Cyber Incident Disclosure Rule — control 4
USSEC Cyber Incident Disclosure Rule
OwnerLena Kowalski· Wealth
ReviewerNina Bergqvist· Retail Banking
ApproverAlex Novak· Retail Banking
In design—8 Aug 26
At risk
EU-T1-SETTLE-2027-C-002
T+1 Settlement — control 2
EUT+1 Settlement — Final Rule
OwnerPriya Desai· Global Markets
ReviewerMarcus Lin· Risk
ApproverAlex Novak· Retail Banking
In design—9 Aug 26
Off track
UAE-DFSA-CRYPTO-2026-C-003
DFSA Crypto Token Regime — control 3
UAEDFSA Crypto Token Regime — Phase 2
OwnerAmelia Hart· Retail Banking
ReviewerTom Whitfield· Internal Audit
ApproverAlex Novak· Retail Banking
In design—9 Aug 26
Off track
FCA-CONSUMER-DUTY-2026-C-003
Consumer Duty — control 3
UKConsumer Duty — Annual Board Report
OwnerDavid Okafor· Payments
ReviewerMarcus Lin· Risk
ApproverChris Adeyemi· Executive
In design—10 Aug 26
On track
EU-T1-SETTLE-2027-C-013
T+1 Settlement — control 13
EUT+1 Settlement — Final Rule
OwnerDavid Okafor· Payments
ReviewerInes Silva· Legal
ApproverChris Adeyemi· Executive
In design—10 Aug 26
Off track
EU-DORA-3P-REGISTER-C-011
DORA — control 11
EUDORA — ICT Third-Party Register
OwnerPriya Desai· Global Markets
ReviewerMarcus Lin· Risk
ApproverAlex Novak· Retail Banking
In design—11 Aug 26
At risk
EU-T1-SETTLE-2027-C-004
T+1 Settlement — control 4
EUT+1 Settlement — Final Rule
OwnerYuki Tanaka· Operations
ReviewerNina Bergqvist· Retail Banking
ApproverRohan Patel· Change
In design—11 Aug 26
Off track
US-SEC-CYBER-2026-C-007
SEC Cyber Incident Disclosure Rule — control 7
USSEC Cyber Incident Disclosure Rule
OwnerYuki Tanaka· Operations
ReviewerInes Silva· Legal
ApproverBen Carter· Regulatory Change
In design—13 Aug 26
On track
GLOBAL-BCBS-CVA-2026-C-003
BCBS CVA Framework — control 3
GLOBALBCBS CVA Framework — Basel Finalisation
OwnerYuki Tanaka· Operations
ReviewerInes Silva· Legal
ApproverRohan Patel· Change
In design—13 Aug 26
Off track
FCA-CONSUMER-DUTY-2026-C-001Check
Consumer Duty — control 1
UKConsumer Duty — Annual Board Report
OwnerAmelia Hart· Retail Banking
ReviewerNina Bergqvist· Retail Banking
ApproverAlex Novak· Retail Banking
In design—18 Aug 26
Off track
EU-DORA-3P-REGISTER-C-021Check
DORA — control 21
EUDORA — ICT Third-Party Register
OwnerAmelia Hart· Retail Banking
ReviewerNina Bergqvist· Retail Banking
ApproverChris Adeyemi· Executive
In design—18 Aug 26
Off track
AU-APRA-CPS-230-2026-C-008
APRA CPS 230 — control 8
AUAPRA CPS 230 — Operational Risk Management
OwnerYuki Tanaka· Operations
ReviewerTom Whitfield· Internal Audit
ApproverRohan Patel· Change
In design—19 Aug 26
At risk
EU-MICA-2026-C-004Check
MiCA — control 4
EUMiCA — Whitepaper Filing Regime
OwnerDavid Okafor· Payments
ReviewerArjun Menon· Payments
ApproverAlex Novak· Retail Banking
In design—20 Aug 26
At risk
EU-DORA-3P-REGISTER-C-008Check
DORA — control 8
EUDORA — ICT Third-Party Register
OwnerLena Kowalski· Wealth
ReviewerNina Bergqvist· Retail Banking
ApproverAlex Novak· Retail Banking
In design—22 Aug 26
At risk
US-CFPB-1071-2026-C-002
Small Business Data Collection — control 2
USSmall Business Data Collection — Section 1071
OwnerDavid Okafor· Payments
ReviewerInes Silva· Legal
ApproverAlex Novak· Retail Banking
In design—22 Aug 26
At risk
EU-MICA-2026-C-008
MiCA — control 8
EUMiCA — Whitepaper Filing Regime
OwnerPriya Desai· Global Markets
ReviewerInes Silva· Legal
ApproverAlex Novak· Retail Banking
In design—23 Aug 26
At risk
EU-T1-SETTLE-2027-C-011
T+1 Settlement — control 11
EUT+1 Settlement — Final Rule
OwnerAmelia Hart· Retail Banking
ReviewerTom Whitfield· Internal Audit
ApproverRohan Patel· Change
In design—25 Aug 26
Off track
EU-MICA-2026-C-014
MiCA — control 14
EUMiCA — Whitepaper Filing Regime
OwnerDavid Okafor· Payments
ReviewerNina Bergqvist· Retail Banking
ApproverBen Carter· Regulatory Change
In design—27 Aug 26
Off track
MAS-OR-TRM-2026-C-005Check
MAS Technology Risk Management Guidelines Update — control 5
SGMAS Technology Risk Management Guidelines Update
OwnerPriya Desai· Global Markets
ReviewerNina Bergqvist· Retail Banking
ApproverAlex Novak· Retail Banking
In design—27 Aug 26
At risk
EU-DORA-3P-REGISTER-C-012
DORA — control 12
EUDORA — ICT Third-Party Register
OwnerYuki Tanaka· Operations
ReviewerTom Whitfield· Internal Audit
ApproverChris Adeyemi· Executive
In design—28 Aug 26
On track
PRA-OP-RES-2026-C-009
Operational Resilience — control 9
UKOperational Resilience — Impact Tolerances Refresh
OwnerLena Kowalski· Wealth
ReviewerTom Whitfield· Internal Audit
ApproverChris Adeyemi· Executive
In design—29 Aug 26
At risk
FCA-CONSUMER-DUTY-2026-C-009
Consumer Duty — control 9
UKConsumer Duty — Annual Board Report
OwnerAmelia Hart· Retail Banking
ReviewerTom Whitfield· Internal Audit
ApproverRohan Patel· Change
In design—30 Aug 26
At risk
EU-DORA-3P-REGISTER-C-020
DORA — control 20
EUDORA — ICT Third-Party Register
OwnerAmelia Hart· Retail Banking
ReviewerInes Silva· Legal
ApproverRohan Patel· Change
In design—30 Aug 26
On track
FCA-CONSUMER-DUTY-2026-C-005
Consumer Duty — control 5
UKConsumer Duty — Annual Board Report
OwnerDavid Okafor· Payments
ReviewerNina Bergqvist· Retail Banking
ApproverRohan Patel· Change
In design—1 Sep 26
Not started
EU-MICA-2026-C-007Check
MiCA — control 7
EUMiCA — Whitepaper Filing Regime
OwnerAmelia Hart· Retail Banking
ReviewerNina Bergqvist· Retail Banking
ApproverBen Carter· Regulatory Change
In design—1 Sep 26
At risk
EU-AI-ACT-FIN-2026-C-002
EU AI Act — control 2
EUEU AI Act — Financial Services Guidance
OwnerDavid Okafor· Payments
ReviewerMarcus Lin· Risk
ApproverAlex Novak· Retail Banking
In design—1 Sep 26
On track
US-CFPB-1071-2026-C-008
Small Business Data Collection — control 8
USSmall Business Data Collection — Section 1071
OwnerAmelia Hart· Retail Banking
ReviewerInes Silva· Legal
ApproverBen Carter· Regulatory Change
In design—3 Sep 26
At risk
EU-T1-SETTLE-2027-C-003
T+1 Settlement — control 3
EUT+1 Settlement — Final Rule
OwnerYuki Tanaka· Operations
ReviewerInes Silva· Legal
ApproverChris Adeyemi· Executive
In design—4 Sep 26
At risk
US-CFPB-1071-2026-C-009
Small Business Data Collection — control 9
USSmall Business Data Collection — Section 1071
OwnerYuki Tanaka· Operations
ReviewerArjun Menon· Payments
ApproverChris Adeyemi· Executive
In design—5 Sep 26
On track
HMT-CRYPTO-2026-C-003
HMT Cryptoasset Regime — control 3
UKHMT Cryptoasset Regime — Perimeter
OwnerLena Kowalski· Wealth
ReviewerArjun Menon· Payments
ApproverAlex Novak· Retail Banking
In design—7 Sep 26
At risk
EU-MICA-2026-C-001Check
MiCA — control 1
EUMiCA — Whitepaper Filing Regime
OwnerAmelia Hart· Retail Banking
ReviewerNina Bergqvist· Retail Banking
ApproverChris Adeyemi· Executive
In design—9 Sep 26
Not started
HK-SFC-VA-2026-C-004
SFC Virtual Asset Licensing Regime — control 4
HKSFC Virtual Asset Licensing Regime
OwnerPriya Desai· Global Markets
ReviewerArjun Menon· Payments
ApproverChris Adeyemi· Executive
In design—9 Sep 26
At risk
AU-APRA-CPS-230-2026-C-010
APRA CPS 230 — control 10
AUAPRA CPS 230 — Operational Risk Management
OwnerPriya Desai· Global Markets
ReviewerArjun Menon· Payments
ApproverChris Adeyemi· Executive
In design—10 Sep 26
Off track
EU-MICA-2026-C-005
MiCA — control 5
EUMiCA — Whitepaper Filing Regime
OwnerPriya Desai· Global Markets
ReviewerTom Whitfield· Internal Audit
ApproverRohan Patel· Change
In design—11 Sep 26
Off track
EU-MICA-2026-C-011
MiCA — control 11
EUMiCA — Whitepaper Filing Regime
OwnerAmelia Hart· Retail Banking
ReviewerTom Whitfield· Internal Audit
ApproverChris Adeyemi· Executive
In design—11 Sep 26
Off track
AU-APRA-CPS-230-2026-C-006
APRA CPS 230 — control 6
AUAPRA CPS 230 — Operational Risk Management
OwnerLena Kowalski· Wealth
ReviewerTom Whitfield· Internal Audit
ApproverRohan Patel· Change
In design—12 Sep 26
At risk
US-CFPB-1071-2026-C-003
Small Business Data Collection — control 3
USSmall Business Data Collection — Section 1071
OwnerLena Kowalski· Wealth
ReviewerArjun Menon· Payments
ApproverRohan Patel· Change
In design—16 Sep 26
At risk
HMT-CRYPTO-2026-C-004
HMT Cryptoasset Regime — control 4
UKHMT Cryptoasset Regime — Perimeter
OwnerAmelia Hart· Retail Banking
ReviewerArjun Menon· Payments
ApproverBen Carter· Regulatory Change
In design—21 Sep 26
At risk
AU-APRA-CPS-230-2026-C-001Check
APRA CPS 230 — control 1
AUAPRA CPS 230 — Operational Risk Management
OwnerAmelia Hart· Retail Banking
ReviewerNina Bergqvist· Retail Banking
ApproverRohan Patel· Change
In design—25 Sep 26
On track
GLOBAL-BCBS-CVA-2026-C-005
BCBS CVA Framework — control 5
GLOBALBCBS CVA Framework — Basel Finalisation
OwnerPriya Desai· Global Markets
ReviewerNina Bergqvist· Retail Banking
ApproverBen Carter· Regulatory Change
In design—30 Sep 26
Not started
US-CFPB-1071-2026-C-007
Small Business Data Collection — control 7
USSmall Business Data Collection — Section 1071
OwnerPriya Desai· Global Markets
ReviewerInes Silva· Legal
ApproverRohan Patel· Change
In design—1 Oct 26
Showing up to 80 controls. Filter by jurisdiction, status or independence to narrow.