M3 — Confirm

Controls, evidence, independence — regulator-defensible by default.

Every control has a named owner, an independent reviewer and an approver. Same-team overlaps are flagged automatically; blocking conflicts stop sign-off.

Controls in flight

Ready for evidence

Evidenced

Independence issues

JurisdictionAll UK EU US CA SG HK AU UAE GLOBAL

StatusAll Proposed In design In test Ready Evidenced Approved

Independence issues only

RAG	Control	Owner · Reviewer · Approver	Status	Evidence	Due
Not started	EU-DORA-3P-REGISTER-C-014 DORA — control 14 EUDORA — ICT Third-Party Register	OwnerYuki Tanaka· Operations ReviewerTom Whitfield· Internal Audit ApproverChris Adeyemi· Executive	Ready	2	16 Jul 26
At risk	EU-T1-SETTLE-2027-C-010 T+1 Settlement — control 10 EUT+1 Settlement — Final Rule	OwnerYuki Tanaka· Operations ReviewerTom Whitfield· Internal Audit ApproverChris Adeyemi· Executive	Ready	2	23 Jul 26
Off track	EU-MICA-2026-C-003Check MiCA — control 3 EUMiCA — Whitepaper Filing Regime	OwnerAmelia Hart· Retail Banking ReviewerNina Bergqvist· Retail Banking ApproverBen Carter· Regulatory Change	Ready	3	30 Jul 26
Not started	EU-DORA-3P-REGISTER-C-013 DORA — control 13 EUDORA — ICT Third-Party Register	OwnerDavid Okafor· Payments ReviewerMarcus Lin· Risk ApproverBen Carter· Regulatory Change	Ready	3	11 Sep 26
At risk	EU-CSRD-2026-C-006 CSRD — control 6 EUCSRD — Sustainability Reporting	OwnerLena Kowalski· Wealth ReviewerInes Silva· Legal ApproverChris Adeyemi· Executive	Ready	1	15 Sep 26
Not started	EU-MICA-2026-C-012Check MiCA — control 12 EUMiCA — Whitepaper Filing Regime	OwnerLena Kowalski· Wealth ReviewerNina Bergqvist· Retail Banking ApproverAlex Novak· Retail Banking	Ready	3	23 Sep 26

Showing up to 80 controls. Filter by jurisdiction, status or independence to narrow.