M3 — Confirm · EU-DORA-3P-REGISTER-C-013

DORA — control 13

Control derived from EU-DORA-3P-REGISTER-REQ-01.

Not started

EUESMA·EU-DORA-3P-REGISTER·Due 11 Sep 2026

Regulation

DORA — ICT Third-Party Register

Derived from requirement

EU-DORA-3P-REGISTER-REQ-01DORA — ICT Third-Party Register — requirement 1

Status

Ready

Last activity: 5 Jul 2026

Independence

Independence intact.

Owner

David Okafor

Payments

Reviewer

Marcus Lin

Risk

Approver

Ben Carter

Regulatory Change

Evidence

3 attachments

Testing evidence pack
Test cases and results for control effectiveness.
blob://evidence/EU-DORA-3P-REGISTER-C-013/testing-evidence-pack.pdf
11 Jul 2026
by Arjun Menon
Independence sign-off memo
Reviewer independence confirmed by Group Compliance.
blob://evidence/EU-DORA-3P-REGISTER-C-013/independence-sign-off-memo.pdf
21 Jun 2026
by Ines Silva
Regulator response letter
Response letter to the regulator confirming compliance approach.
blob://evidence/EU-DORA-3P-REGISTER-C-013/regulator-response-letter.pdf
20 Jun 2026
by David Okafor

Audit trail