M3 — Confirm

Controls, evidence, independence — regulator-defensible by default.

Every control has a named owner, an independent reviewer and an approver. Same-team overlaps are flagged automatically; blocking conflicts stop sign-off.

Controls in flight

Ready for evidence

Evidenced

Independence issues

JurisdictionAll UK EU US CA SG HK AU UAE GLOBAL

StatusAll Proposed In design In test Ready Evidenced Approved

Independence issues only

RAG	Control	Owner · Reviewer · Approver	Status	Evidence	Due
Not started	EU-DORA-3P-REGISTER-C-018 DORA — control 18 EUDORA — ICT Third-Party Register	OwnerYuki Tanaka· Operations ReviewerMarcus Lin· Risk ApproverChris Adeyemi· Executive	Evidenced	2	4 Jul 26
On track	EU-CSRD-2026-C-001Check CSRD — control 1 EUCSRD — Sustainability Reporting	OwnerDavid Okafor· Payments ReviewerArjun Menon· Payments ApproverAlex Novak· Retail Banking	Evidenced	3	4 Jul 26
On track	EU-CSRD-2026-C-004 CSRD — control 4 EUCSRD — Sustainability Reporting	OwnerLena Kowalski· Wealth ReviewerArjun Menon· Payments ApproverRohan Patel· Change	Evidenced	1	4 Jul 26
Not started	EU-AI-ACT-FIN-2026-C-001 EU AI Act — control 1 EUEU AI Act — Financial Services Guidance	OwnerAmelia Hart· Retail Banking ReviewerMarcus Lin· Risk ApproverRohan Patel· Change	Evidenced	2	11 Jul 26
Not started	EU-T1-SETTLE-2027-C-005 T+1 Settlement — control 5 EUT+1 Settlement — Final Rule	OwnerPriya Desai· Global Markets ReviewerTom Whitfield· Internal Audit ApproverChris Adeyemi· Executive	Evidenced	3	15 Jul 26
On track	EU-CSRD-2026-C-007 CSRD — control 7 EUCSRD — Sustainability Reporting	OwnerDavid Okafor· Payments ReviewerInes Silva· Legal ApproverBen Carter· Regulatory Change	Evidenced	1	21 Jul 26
On track	EU-DORA-3P-REGISTER-C-002 DORA — control 2 EUDORA — ICT Third-Party Register	OwnerPriya Desai· Global Markets ReviewerArjun Menon· Payments ApproverBen Carter· Regulatory Change	Evidenced	2	26 Jul 26
Off track	EU-T1-SETTLE-2027-C-009 T+1 Settlement — control 9 EUT+1 Settlement — Final Rule	OwnerLena Kowalski· Wealth ReviewerInes Silva· Legal ApproverBen Carter· Regulatory Change	Evidenced	3	3 Aug 26
On track	EU-DORA-3P-REGISTER-C-022 DORA — control 22 EUDORA — ICT Third-Party Register	OwnerLena Kowalski· Wealth ReviewerInes Silva· Legal ApproverBen Carter· Regulatory Change	Evidenced	3	4 Aug 26
At risk	EU-CSRD-2026-C-005 CSRD — control 5 EUCSRD — Sustainability Reporting	OwnerAmelia Hart· Retail Banking ReviewerTom Whitfield· Internal Audit ApproverBen Carter· Regulatory Change	Evidenced	2	6 Aug 26
Off track	EU-DORA-3P-REGISTER-C-015 DORA — control 15 EUDORA — ICT Third-Party Register	OwnerAmelia Hart· Retail Banking ReviewerMarcus Lin· Risk ApproverRohan Patel· Change	Evidenced	2	9 Aug 26
Off track	EU-AI-ACT-FIN-2026-C-005 EU AI Act — control 5 EUEU AI Act — Financial Services Guidance	OwnerDavid Okafor· Payments ReviewerMarcus Lin· Risk ApproverBen Carter· Regulatory Change	Evidenced	1	22 Aug 26
Off track	EU-MICA-2026-C-006 MiCA — control 6 EUMiCA — Whitepaper Filing Regime	OwnerDavid Okafor· Payments ReviewerTom Whitfield· Internal Audit ApproverChris Adeyemi· Executive	Evidenced	3	21 Sep 26
At risk	EU-DORA-3P-REGISTER-C-007 DORA — control 7 EUDORA — ICT Third-Party Register	OwnerAmelia Hart· Retail Banking ReviewerInes Silva· Legal ApproverRohan Patel· Change	Evidenced	2	21 Sep 26

Showing up to 80 controls. Filter by jurisdiction, status or independence to narrow.