M3 — Confirm · EU-AI-ACT-FIN-2026-C-001
EU AI Act — control 1
Control derived from EU-AI-ACT-FIN-2026-REQ-01.
Not started
EUEBA·EU-AI-ACT-FIN-2026·Due 11 Jul 2026
Regulation
EU AI Act — Financial Services Guidance
Derived from requirement
EU-AI-ACT-FIN-2026-REQ-01EU AI Act — Financial Services Guidance — requirement 1
Status
Evidenced
Last activity: 4 Jul 2026
Independence
Independence intact.
Owner
Amelia Hart
Retail Banking
Reviewer
Marcus Lin
Risk
Approver
Rohan Patel
Change
Evidence
2 attachments
- Policy addendum v2.1Addendum extending policy to cover the refreshed obligation.blob://evidence/EU-AI-ACT-FIN-2026-C-001/policy-addendum-v2-1.pdf10 Jul 2026by Marcus Lin
- Testing evidence packTest cases and results for control effectiveness.blob://evidence/EU-AI-ACT-FIN-2026-C-001/testing-evidence-pack.pdf24 Jun 2026by Marcus Lin
Audit trail
Full logThe regulator-defensible record for this control.
- reviewed · ControlExtraction reviewed and cleared by Legal. · EU-AI-ACT-FIN-202611 Jul 2026 · 16:46by Ines Silva
- reassigned · ControlReviewer reassigned to preserve independence. · EU-AI-ACT-FIN-20263 Jul 2026 · 16:46by Sarah Reynolds
- created · ControlRegulation acknowledged by programme. · EU-AI-ACT-FIN-202629 Jun 2026 · 16:46by Sarah Reynolds
- approved · ControlControl approved by Head of Compliance. · EU-AI-ACT-FIN-202618 Jun 2026 · 16:46by Sarah Reynolds