M3 — Confirm

Controls, evidence, independence — regulator-defensible by default.

Every control has a named owner, an independent reviewer and an approver. Same-team overlaps are flagged automatically; blocking conflicts stop sign-off.

Controls in flight

Ready for evidence

Evidenced

Independence issues

JurisdictionAll UK EU US CA SG HK AU UAE GLOBAL

StatusAll Proposed In design In test Ready Evidenced Approved

Independence issues only

RAG	Control	Owner · Reviewer · Approver	Status	Evidence	Due
On track	CA-OSFI-B10-2026-C-002 OSFI B-10 — control 2 CAOSFI B-10 — Third-Party Arrangements	OwnerYuki Tanaka· Operations ReviewerMarcus Lin· Risk ApproverBen Carter· Regulatory Change	Approved	3	6 Jul 26
Not started	CA-OSFI-B10-2026-C-003 OSFI B-10 — control 3 CAOSFI B-10 — Third-Party Arrangements	OwnerAmelia Hart· Retail Banking ReviewerTom Whitfield· Internal Audit ApproverRohan Patel· Change	Approved	—	12 Aug 26
On track	CA-OSFI-B10-2026-C-006 OSFI B-10 — control 6 CAOSFI B-10 — Third-Party Arrangements	OwnerYuki Tanaka· Operations ReviewerTom Whitfield· Internal Audit ApproverRohan Patel· Change	Approved	—	22 Sep 26
Not started	CA-OSFI-CLIMATE-2026-C-004 OSFI Climate Risk Guideline B-15 — control 4 CAOSFI Climate Risk Guideline B-15	OwnerPriya Desai· Global Markets ReviewerNina Bergqvist· Retail Banking ApproverChris Adeyemi· Executive	Evidenced	—	29 Jul 26
At risk	CA-OSFI-CLIMATE-2026-C-002 OSFI Climate Risk Guideline B-15 — control 2 CAOSFI Climate Risk Guideline B-15	OwnerYuki Tanaka· Operations ReviewerTom Whitfield· Internal Audit ApproverChris Adeyemi· Executive	Evidenced	—	27 Aug 26
At risk	CA-OSFI-B10-2026-C-004 OSFI B-10 — control 4 CAOSFI B-10 — Third-Party Arrangements	OwnerYuki Tanaka· Operations ReviewerTom Whitfield· Internal Audit ApproverRohan Patel· Change	In design	—	7 Jul 26
Not started	CA-OSFI-CLIMATE-2026-C-003 OSFI Climate Risk Guideline B-15 — control 3 CAOSFI Climate Risk Guideline B-15	OwnerYuki Tanaka· Operations ReviewerArjun Menon· Payments ApproverAlex Novak· Retail Banking	In test	—	21 Jul 26
On track	CA-OSFI-B10-2026-C-005 OSFI B-10 — control 5 CAOSFI B-10 — Third-Party Arrangements	OwnerLena Kowalski· Wealth ReviewerMarcus Lin· Risk ApproverAlex Novak· Retail Banking	In test	—	23 Jul 26
On track	CA-OSFI-B10-2026-C-001 OSFI B-10 — control 1 CAOSFI B-10 — Third-Party Arrangements	OwnerPriya Desai· Global Markets ReviewerMarcus Lin· Risk ApproverBen Carter· Regulatory Change	Ready	1	28 Jul 26
Not started	CA-OSFI-CLIMATE-2026-C-001 OSFI Climate Risk Guideline B-15 — control 1 CAOSFI Climate Risk Guideline B-15	OwnerLena Kowalski· Wealth ReviewerTom Whitfield· Internal Audit ApproverRohan Patel· Change	Ready	—	28 Jul 26

Showing up to 80 controls. Filter by jurisdiction, status or independence to narrow.