M3 — Confirm

Controls, evidence, independence — regulator-defensible by default.

Every control has a named owner, an independent reviewer and an approver. Same-team overlaps are flagged automatically; blocking conflicts stop sign-off.

Controls in flight

Ready for evidence

Evidenced

Independence issues

JurisdictionAll UK EU US CA SG HK AU UAE GLOBAL

StatusAll Proposed In design In test Ready Evidenced Approved

Independence issues only

RAG	Control	Owner · Reviewer · Approver	Status	Evidence	Due
At risk	US-OCC-3P-RISK-2026-C-003 OCC Third-Party Risk Management Guidance — control 3 USOCC Third-Party Risk Management Guidance	OwnerPriya Desai· Global Markets ReviewerTom Whitfield· Internal Audit ApproverChris Adeyemi· Executive	Approved	3	4 Sep 26

Showing up to 80 controls. Filter by jurisdiction, status or independence to narrow.