M3 — Confirm · EU-T1-SETTLE-2027-C-001
T+1 Settlement — control 1
Control derived from EU-T1-SETTLE-2027-REQ-01.
At risk
EUESMA·EU-T1-SETTLE-2027·Due 6 Sep 2026
Regulation
T+1 Settlement — Final Rule
Derived from requirement
EU-T1-SETTLE-2027-REQ-01T+1 Settlement — Final Rule — requirement 1
Status
Approved
Last activity: 6 Jul 2026
Independence
Same-team overlap — reviewer refresh recommended.
- · Owner and reviewer sit inside the same team (Retail Banking).
Owner
Amelia Hart
Retail Banking
Reviewer
Nina Bergqvist
Retail Banking
Approver
Ben Carter
Regulatory Change
Evidence
3 attachments
- Testing evidence packTest cases and results for control effectiveness.blob://evidence/EU-T1-SETTLE-2027-C-001/testing-evidence-pack.pdf10 Jul 2026by Rohan Patel
- Independence sign-off memoReviewer independence confirmed by Group Compliance.blob://evidence/EU-T1-SETTLE-2027-C-001/independence-sign-off-memo.pdf8 Jul 2026by Priya Desai
- Regulator response letterResponse letter to the regulator confirming compliance approach.blob://evidence/EU-T1-SETTLE-2027-C-001/regulator-response-letter.pdf23 Jun 2026by Marcus Lin
Audit trail
Full logThe regulator-defensible record for this control.
- reviewed · ControlExtraction reviewed and cleared by Legal. · EU-T1-SETTLE-202711 Jul 2026 · 16:46by Ines Silva
- reassigned · ControlReviewer reassigned to preserve independence. · EU-T1-SETTLE-20272 Jul 2026 · 16:46by Sarah Reynolds
- approved · ControlControl approved by Head of Compliance. · EU-T1-SETTLE-202715 Jun 2026 · 16:46by Sarah Reynolds
- created · ControlRegulation acknowledged by programme. · EU-T1-SETTLE-20274 Jun 2026 · 16:46by Sarah Reynolds