Capgemini Invent
M3 — Confirm · FCA-CONSUMER-DUTY-2026-C-007

Consumer Duty — control 7

Control derived from FCA-CONSUMER-DUTY-2026-REQ-01.

All controls
At risk
UKFCA·FCA-CONSUMER-DUTY-2026·Due 9 Sep 2026
Regulation
Consumer Duty — Annual Board Report
Derived from requirement
FCA-CONSUMER-DUTY-2026-REQ-01Consumer Duty — Annual Board Report — requirement 1
Status
Evidenced
Last activity: 4 Jul 2026
Independence
Independence intact.
Owner
Priya Desai
Global Markets
Reviewer
Marcus Lin
Risk
Approver
Ben Carter
Regulatory Change
Evidence

3 attachments

  • Policy addendum v2.1
    Addendum extending policy to cover the refreshed obligation.
    blob://evidence/FCA-CONSUMER-DUTY-2026-C-007/policy-addendum-v2-1.pdf
    13 Jul 2026
    by Ines Silva
  • Regulator response letter
    Response letter to the regulator confirming compliance approach.
    blob://evidence/FCA-CONSUMER-DUTY-2026-C-007/regulator-response-letter.pdf
    7 Jul 2026
    by Lena Kowalski
  • Independence sign-off memo
    Reviewer independence confirmed by Group Compliance.
    blob://evidence/FCA-CONSUMER-DUTY-2026-C-007/independence-sign-off-memo.pdf
    2 Jul 2026
    by Lena Kowalski
Audit trail

The regulator-defensible record for this control.

Full log
  1. No audit events for this control yet.